Our Services

Scope of Services

At DJC Tech, we embrace a full-cycle, multi-dimensional wealth management approach that spans major global markets. We combine U.S. equities, ETFs, futures, options, funds, and alternatives with bespoke advisory for HNWIs and family offices, offering portfolios that balance security and growth.

U.S. Equities & ETFs

Quantitative & Derivatives Strategies

HNWI & Family Office Advisory

Funds & Alternatives

DJC Tech Asset Management Ltd. is a U.S.-registered and fully compliant asset management company, licensed under the SEC and FinCEN MSB, with registered capital of USD 50 million.

Headquartered in Denver, Colorado, with a Canadian subsidiary in Ottawa, Ontario (registered capital CAD 50 million), and research nodes across North America and Asia, we serve HNWIs, family offices, and institutional investors with compliant, transparent, and intelligent wealth management solutions.

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Regulatory Compliance Notice
DJC Tech Asset Management Ltd. (“we,” “our,” or “DJC Tech”) is committed to maintaining robust regulatory, anti‑money laundering (AML), and countering the financing of terrorism (CFT) compliance programs consistent with U.S. and international legal standards.

SEC and FinCEN Compliance

To the extent DJC Tech engages in activities within the jurisdiction of the U.S. Securities and Exchange Commission (“SEC”), we will adhere to applicable securities laws, rules, and regulations, including anti‑money laundering requirements, customer due diligence, and suspicious activity reporting obligations.
DJC Tech is aware of and shall comply, where applicable, with the U.S. Bank Secrecy Act (BSA) and its implementing regulations under the Financial Crimes Enforcement Network (“FinCEN”), including requirements for beneficial ownership reporting, recordkeeping, and filing of Suspicious Activity Reports (SARs).

Customer Due Diligence & Beneficial Ownership
We maintain a risk‑based approach to customer identification, verification, and ongoing monitoring of accounts. We reserve the right to request documentation and information from clients to verify identity, ownership structure, and source of funds.

Reporting & Cooperation
Where required by law or regulation, we will file reports to regulatory authorities (e.g. SARs, currency transaction reports, beneficial ownership reports) and cooperate with lawful governmental requests for information in accordance with applicable legal obligations.

Limitation & Jurisdictional Clarification
Our presence on this website does not, by itself, imply that we are registered, licensed, or regulated by U.S. agencies (including the SEC or FinCEN) in all jurisdictions. Where DJC Tech is not subject to U.S. jurisdiction, we apply equivalent or higher compliance standards to mitigate risks.

Updates
We reserve the right to update or modify this statement at any time to reflect changes in regulation, business practices, or compliance obligations. Clients and website users are encouraged to review this statement periodically.